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FINRA Awards for Independent Financial Group.

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0156311/20/2020Claimant(s): Barbara Ciany-Murray
Claimant Lawyers(s): Barbara M. Ciany-Murray
Respondent(s): Robert Turley, Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0064911/10/2020Claimant(s): Robert Shelton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Howard R. Gaines
Hearing Site: Salt Lake City, UT
20-0026310/15/2020Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
18-0434411/08/2019Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of
Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
18-0319304/25/2019Claimant(s): Junfeng Song
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Independent Financial Group., Ameritas Investment Corp.
Respondent Lawyers(s): Andrea Snowden, Edward Zusman
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD
Checkmark IconExpungement
18-0303602/26/2019Claimant(s): William Isaacson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., Quick & Reilly.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
18-0266502/06/2019Claimant(s): James Shawver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
17-0040710/15/2018Claimant(s): Marcia Berger, The Marcia Berger Brokerage Account, and, Marcia Berger IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Elliott M. Rector
Arbitrator(s): Erik R. Siering, Robert F. Saint-Aubin, Damon Lovette Lewis
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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