20-01563 | 11/20/2020 | Claimant(s): Barbara Ciany-Murray Claimant Lawyers(s): Barbara M. Ciany-Murray Respondent(s): Robert Turley, Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
| | $0 |
20-00649 | 11/10/2020 | Claimant(s): Robert Shelton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT
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20-00263 | 10/15/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Michael Bessette Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA
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18-04344 | 11/08/2019 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
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18-03193 | 04/25/2019 | Claimant(s): Junfeng Song Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Independent Financial Group., Ameritas Investment Corp. Respondent Lawyers(s): Andrea Snowden, Edward Zusman Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD
| | Expungement |
18-03036 | 02/26/2019 | Claimant(s): William Isaacson Claimant Lawyers(s): Harris Freedman Respondent(s): Independent Financial Group., Quick & Reilly. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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18-02665 | 02/06/2019 | Claimant(s): James Shawver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Monroe Mitchel Hearing Site: Boca Raton, FL
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17-00407 | 10/15/2018 | Claimant(s): Marcia Berger, The Marcia Berger Brokerage Account, and, Marcia Berger IRA Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Independent Financial Group. Respondent Lawyers(s): Elliott M. Rector Arbitrator(s): Erik R. Siering, Robert F. Saint-Aubin, Damon Lovette Lewis Hearing Site: Los Angeles, CA
| | $0 |