| 11-00566 | 08/14/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sandra Lee Dolan, Marshall S. Galinsky, Margaret Ann Dubil
Hearing Site: Baltimore, MD
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| 11-02320 | 07/12/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Paul Saxenmeyer
Respondent Lawyers(s): Paul Saxenmeyer
Arbitrator(s): George J. Blutstein
Hearing Site: Ft. Lauderdale, FL
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| 11-00139 | 11/21/2011 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Bradlee Hager
Respondent Lawyers(s): Bradlee P. Hager
Arbitrator(s): Peter B. Vaden
Hearing Site: Raleigh, NC
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| 09-02397 | 09/02/2010 | Claimant(s): Joseph S. Chayka Rollover IRA
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Peter Higgins, Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
|  | Expungement |
| 09-06602 | 06/15/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Frank Polsinello
Respondent Lawyers(s): Frank Joseph Polsinello
Arbitrator(s): Jack Friedman
Hearing Site: Albany, NY
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| 09-04794 | 02/02/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Joseph Dorrycott
Respondent Lawyers(s): Joseph M. Dorrycott
Arbitrator(s): Bert S Cliff
Hearing Site: Pittsburgh, PA
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| 09-02313 | 10/15/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): John Baker
Respondent Lawyers(s): John Robert Baker
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Philadelphia, PA
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| 08-00802 | 07/11/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Bradley Bangen
Respondent Lawyers(s): Bradley C. Bangen
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
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| 07-03382 | 06/16/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Angela Jordison
Respondent Lawyers(s): Angela Jordison
Arbitrator(s): William B. Kirby
Hearing Site: Portland, OR
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| 07-00352 | 02/20/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Crystal Steele
Respondent Lawyers(s): Crystal Steele
Arbitrator(s): Walton L. Huff, Leslie Bernard Jallans, Stacey L. Barnes
Hearing Site: Houston, TX
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