Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01943 | 04/25/2018 | Claimant(s): Stephen Fish Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments LLC Respondent Lawyers(s): Raymond M. Ripple Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 17-01602 | 09/19/2017 | Claimant(s): Leonard Kichler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 15-03209 | 06/30/2017 | Claimant(s): Vinu Patel Claimant Lawyers(s): Philip D. Sever Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Ed Walton Arbitrator(s): Hearing Site: Cincinnati, OH |  | Expungement |
| 16-00600 | 04/28/2017 | Claimant(s): Randall Fath Claimant Lawyers(s): Randall E. Fath Respondent(s): OneAmerica Securities. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker Hearing Site: Cincinnati, OH | ||
| 15-02710 | 08/05/2016 | Claimant(s): Ronald Judd Claimant Lawyers(s): Michael R. Schmidt Respondent(s): Morgan Stanley, Max Van Benschoten, Ronny Bass Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Lisa Shusterman, Linda M. Foster-Wells, Gerald W. Hepp Hearing Site: Cincinnati, OH | | Expungement |
| 14-00467 | 07/20/2016 | Claimant(s): Bruce Botts, Lynne Botts Claimant Lawyers(s): Bruce Botts, Lynne Botts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Bill Swinford, Jeffrey M. Bain, Harold Dean Tolbert Hearing Site: Cincinnati, OH | | Expungement |
| 15-01497 | 07/20/2016 | Claimant(s): Leo and Janet Huesman Claimant Lawyers(s): T. Lawrence Hicks Respondent(s): William Nagy, Creative Financial Designs. Respondent Lawyers(s): Chris G. Lazarini Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | | Expungement |
| 15-03019 | 05/09/2016 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): David Glick Respondent Lawyers(s): David M. Glick Arbitrator(s): Randall S. Strause Hearing Site: Cincinnati, OH | ||
| 15-01341 | 04/04/2016 | Claimant(s): Ashlee Willis Claimant Lawyers(s): Ashlee Willis Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Corey N. Thrush Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cincinnati, OH | ||
| 15-02145 | 01/28/2016 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Steven Condit Respondent Lawyers(s): Steven Bartlett Condit Arbitrator(s): Emily J. Lewis Hearing Site: Cincinnati, OH |