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FINRA Awards for Lawton R. Graves

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0329303/24/2022Claimant(s): Jeffrey Trosen, Susan Trosen
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): John J. Fitzpatrick, Jonathan H. Krotinger, Lynn Hirschfeld Brahin
Hearing Site: Bismarck, ND
Checkmark Icon$70,000
21-0098401/24/2022Claimant(s): Duane Goeden, Marion Goeden
Claimant Lawyers(s): Duane Goeden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Peter N. Thompson, Kerry C. Koep, James Martell Martin
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
17-0216908/24/2018Claimant(s): Dan Yarbrough
Claimant Lawyers(s): Everett W. Bennett
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
Checkmark Icon$0
17-0348907/09/2018Claimant(s): Adil Ali
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Mark Wowk
Respondent Lawyers(s): Mark Wowk
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
17-0093709/19/2017Claimant(s): Ronald Oldano
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Tamara Powers
Respondent Lawyers(s): Tamara Powers
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
Expungement

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