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FINRA Awards for Roberta Haft

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0107112/19/2011Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Arthur Gerome
Respondent Lawyers(s): Arthur A. Gerome
Arbitrator(s): Roberta Haft, Montgomery G. Griffin, Marie Ann Stein
Hearing Site: Los Angeles, CA
08-0132708/16/2010Claimant(s): Amnon Kawa, Amva Holdings, L. P.
Claimant Lawyers(s): Silvio Nardoni
Respondent(s): Shlomo Eplboim, Eplboim, Poutre & Co.
Respondent Lawyers(s): David Berke
Arbitrator(s): Roberta Haft, Marvin B. Karelitz, James Stephan Mulholland
Hearing Site: Los Angeles, CA
Checkmark Icon$253,843
09-0166705/03/2010Claimant(s): Esther J. Aboud IRA Account, The 2000 Esther Aboud Revocable Trust
Claimant Lawyers(s): Esther J. Aboud
Respondent(s): Wachovia Securities, James Wheat
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Roberta Haft, Milton C. Bennett, Michael G. Clark
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0274903/12/2010Claimant(s): Michael Banayan
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer
Hearing Site: Los Angeles, CA
97-0041803/27/2008Claimant(s): Howard Kabrins
Claimant Lawyers(s): Howdy Kabrins
Respondent(s): Citigroup Global Markets., Richard Goldstein
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Roberta Haft, Clyde Kenan Oldham
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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