07-00941 | 10/19/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Liu Respondent Lawyers(s): John Young Liu Arbitrator(s): Mary Ann Tunick Hearing Site: Houston, TX
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06-02555 | 10/05/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Del Toro Respondent Lawyers(s): Mark L. Del Toro Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez Hearing Site: Dallas, TX
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06-03280 | 09/27/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Billy Cowan Respondent Lawyers(s): Joseph J. Hroch Arbitrator(s): Theron L. Vanlandingham, Margaret C. Kerr, David William Lopp Hearing Site: Oklahoma City, OK
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06-04375 | 09/10/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Davis Estes Respondent Lawyers(s): Davis Allen Estes Arbitrator(s): Clarence Jordan Ball, C. Gregory Ellison, Christian Peter Cimmino Hearing Site: Richmond, VA
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06-02033 | 08/15/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eduardo Tejada Respondent Lawyers(s): Eduardo M. Tejada Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht Hearing Site: Houston, TX
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05-05083 | 07/16/2007 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Battaline Respondent Lawyers(s): John R. O'Keefe Arbitrator(s): Bert S Cliff, Donald A. Olszewski, Elena M. Colianni Hearing Site: Pittsburgh, PA
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