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FINRA Awards for Harvey Alan Blicksilver

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0444509/02/2011Claimant(s): Evanna Ondeck Cohen Rev Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): John R. Pepe, Benjamin L. Abramowitz, Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement
08-0191809/30/2010Claimant(s): Thomas Collins
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard W. Thornburg, Harvey Alan Blicksilver, John M. Richey
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement
09-0564307/15/2010Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): David Dube
Respondent Lawyers(s): David William Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark Icon$400,000
09-0663006/24/2010Claimant(s): Gerald P. Lenaghan, IRA
Claimant Lawyers(s): Gerald P. Lenaghan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Checkmark Icon$10,395
10-0162905/10/2010Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark Icon$400,000
07-0356007/30/2009Claimant(s): Joseph E. Shamy & Greta R. Shamy, JTWROS
Claimant Lawyers(s): Daniel Shamy
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): John C. Newsom, Harvey Alan Blicksilver, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0017401/30/2009Claimant(s): Gennette Chase, Jimmy W. Chase and Genette P. Chase
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Archibald L. Watkins, Harvey Alan Blicksilver, Margaret R. Hoyt
Hearing Site: Orlando, FL
Checkmark Icon$0
06-0539702/22/2008Claimant(s): Leona Levitan, Arleen Bernstein, etal.
Claimant Lawyers(s): Scott M. Zucker
Respondent(s): Daniel OShea, David Pike, Douglas Damrow, Prudential Equity Group
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Guy K. Stewart, Sydney I. Josepher, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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