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FINRA Awards for Judy Louie

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Displaying 71-80 out of 85 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0453111/05/2010Claimant(s): Bonnie Shoultz
Claimant Lawyers(s): Julie McCawley-Self
Respondent(s): Christopher Kozo, Wachovia Securities, Joshua Billauer, Ralph Bryan, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
Checkmark Icon$0
10-0195009/24/2010Claimant(s): Richard W. Deckmann Family Trust
Claimant Lawyers(s): Marilyn K. Deckmann
Respondent(s): Wells Fargo Advisors, Michele Kief
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Alan J. Blocher
Hearing Site: Wilmington, DE
Checkmark Icon$5,805
09-0413609/14/2010Claimant(s): Maimoona Mirdad
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Donald S. Green
Hearing Site: San Francisco, CA
Checkmark Icon$49,000
09-0673008/04/2010Claimant(s): Peter Levine
Claimant Lawyers(s): R. Paul Vance
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
Checkmark Icon$20,368
09-0166705/03/2010Claimant(s): Esther J. Aboud IRA Account, The 2000 Esther Aboud Revocable Trust
Claimant Lawyers(s): Esther J. Aboud
Respondent(s): Wachovia Securities, James Wheat
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Roberta Haft, Milton C. Bennett, Michael G. Clark
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0031404/29/2010Claimant(s): Michelle Iafrate, Robert Iafrate, RJ and MD Iafrate Family Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Wachovia Securities, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald O. Bub, Joseph T. Donnantuoni, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark Icon$17,534
07-0099901/29/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Judy Louie
Respondent(s): Stephen Whitman
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Harvey C. Flodin, Joseph T. Donnantuoni, Kevin K. Forrester
Hearing Site: San Diego, CA
09-0390112/22/2009Claimant(s): Michael Nagy
Claimant Lawyers(s): Michael Nagy
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): David Edward Upton
Hearing Site: Richmond, VA
Checkmark Icon$38
09-0390312/15/2009Claimant(s): William L. Price (IRA R/O)
Claimant Lawyers(s): William L. Price
Respondent(s): Wachovia Securities, Robert Krebs
Respondent Lawyers(s): Judy Louie
Arbitrator(s): John Patrick Kelly
Hearing Site: San Francisco, CA
Checkmark Icon$213
08-0007206/19/2009Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Judy Louie
Respondent(s): Donald Peterson
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King
Hearing Site: Reno, NV

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