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FINRA Awards for Philip A. McLeod

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0331108/21/2009Claimant(s): Doug Brown
Claimant Lawyers(s): Jan Graham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Amy Seltzer, Merrill Dean Taylor, Patrick James Martin, J.D.
Hearing Site: Reno, NV
Checkmark Icon$1,425
08-0325007/08/2009Claimant(s): John F. Archer and Karin A. Archer JT
Claimant Lawyers(s): Richard H. Elliot
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Michael E. Rohde, Donald Vincent Enright, C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$0
07-0310612/02/2008Claimant(s): Anthony Lowenstein
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): William Silva, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Robert G. Miller, Thomas D. Reese, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0199011/10/2008Claimant(s): Benjamin Dwork, Ilene Bernik, Jeremy Dwork, Joann Dwork, Joshua Dwork, Matthew Dwork, Paul Dwork, Bernik Exemption Trust, Bernik Marital Trust, Ilene Dwork Bernik 2005 Revocable Trus, Paul & Joann R. Dwork Trust dtd 6/6/89
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Albert Humphrey, Gary Shemano, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Barbara M. Zak, Jerry Ellner, Louise A. Berberian
Hearing Site: Los Angeles, CA
Checkmark Icon$250,000

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