Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00188 | 02/21/2014 | Claimant(s): Ghaleb Azroui Claimant Lawyers(s): Ghaleb K Azroui Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John E. Parkes, G. Gale Roberson, Jerome F. Crotty Hearing Site: Chicago, IL |  | $0 |
| 13-00229 | 07/31/2013 | Claimant(s): Ronald Agel Claimant Lawyers(s): Ronald Agel Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Ronald L. Cheney Hearing Site: Boston, MA | | $0 |
| 12-03734 | 07/24/2013 | Claimant(s): Scott Gordon Claimant Lawyers(s): Scott Gordon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Thomas H. Barnard Hearing Site: Charleston, WV | | $0 |
| 12-03039 | 06/04/2013 | Claimant(s): Paula Maar Claimant Lawyers(s): Andrew J. Maar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $5,605 |
| 12-03904 | 05/30/2013 | Claimant(s): Kantilal Desai Claimant Lawyers(s): Kantilal P. Desai Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $600 |
| 12-03186 | 04/09/2013 | Claimant(s): John & Anna Genna Claimant Lawyers(s): John Genna Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $0 |
| 11-04384 | 03/26/2013 | Claimant(s): Richard Gallagher Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): TD Ameritrade., Jerry Clark Respondent Lawyers(s): James J. Vihstadt, Jerry Eaton Clark Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | | $580,000 |
| 11-01672 | 01/22/2013 | Claimant(s): James Greenshields Claimant Lawyers(s): James Greenshields Respondent(s): James Klefeker, TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert Finder, Ralph Kennedy Frasier, Angelo J. Infantino Hearing Site: Jacksonville, FL | | $0 |
| 11-04764 | 11/20/2012 | Claimant(s): Kamyar Farahan Claimant Lawyers(s): Kamyar Farahan Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Andrew R. Dick Hearing Site: Minneapolis, MN | | $0 |
| 12-01938 | 11/16/2012 | Claimant(s): Nataraj Buduguntae Claimant Lawyers(s): Nataraj S. Buduguntae Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | | $0 |