17-01857 | 09/05/2018 | Claimant(s): IRA of Jonathan M. Seltzer, IRA of Susan O. Seltzer, SEP IRA of Jonathan M. Seltzer, Rev Trust of Jonathan M. Seltzer, Rev Trust of Susan O. Seltzer Claimant Lawyers(s): Jonathan and Susan Seltzer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Shawn Larsen Bright Arbitrator(s): Ilene T. Gormly, Tina Alison Davis, Rick Gale Doty Hearing Site: Denver, CO
| | $0 |
16-02137 | 05/24/2018 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Ryan Duffy Respondent(s): Ben Torrez Respondent Lawyers(s): Ben Dean Torrez Arbitrator(s): Ilene T. Gormly Hearing Site: Denver, CO
| | |
16-02606 | 09/18/2017 | Claimant(s): Mary Jane Rodemeyer, Ronald Rodemeyer, The Rodemeyer Family Trust DTD 09/08/199 Claimant Lawyers(s): D. Daxton White Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Ilene T. Gormly Hearing Site: Denver, CO
| | Expungement |
16-00394 | 05/23/2017 | Claimant(s): Interactive Brokers Claimant Lawyers(s): Daniel A. Spector Respondent(s): Todd Rinaldi Respondent Lawyers(s): Todd Rinaldi Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Jeffrey Thomas Hearing Site: Denver, CO
| | $0 |
15-01702 | 09/28/2016 | Claimant(s): Faith Magill Claimant Lawyers(s): James J. Moylan Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian Hearing Site: Denver, CO
| | $0 |
09-07121 | 05/19/2011 | Claimant(s): Joan Postell, The Estate of Robert Postell Claimant Lawyers(s): William G. Leonard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Daniel H. Kolber, Ilene T. Gormly, Fred J. Pinckney Hearing Site: Atlanta, GA
| | $520,283 |