14-01970 | 08/04/2015 | Claimant(s): Andrea Madison Claimant Lawyers(s): Andrea Madison Respondent(s): Morgan Stanley Respondent Lawyers(s): Debra (Volland) Achkire Arbitrator(s): Linda I. Thomas, Joseph W. Cheek, James F. Zotter Hearing Site: Portland, OR
| | $0 |
10-02881 | 05/03/2011 | Claimant(s): Steven Minar Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Daniel B. MacLeod, Joseph W. Cheek, James E. Bartels Hearing Site: Portland, OR
| | Expungement |
09-00120 | 07/22/2010 | Claimant(s): Arthur Taub, Carol Page, Donald Shepard, Esther Stevens, Jeffrey Stevens, Nancy Stevens, Suzanne Helgerson, Travis Bryant, Warren Helgerson, Carol A. Page Roth IRA, Arlan and Barbara Pfohl, Arlan L. & Barbara L. Pfohl Family Trus Claimant Lawyers(s): Bradd L. Milove Respondent(s): Ellyn McColgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, William Betta, FMR Corporation Respondent Lawyers(s): Brian J. Ellis, H Thomas Fehn, Jason S. Pinney, Kevin K. Fitzgerald, Tracy L. Gerber Arbitrator(s): Douglas Martin Crow, Joseph W. Cheek, Paul R. Meyer Hearing Site: Portland, OR
| | Expungement |
07-00348 | 10/07/2008 | Claimant(s): Herald Curtis Levy IRA Claimant Lawyers(s): Mark Wilson Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Curt Roy Hineline Arbitrator(s): Joseph W. Cheek, Bert P. Krages, William H. King Hearing Site: Portland, OR
| | $121,780 |
07-01168 | 07/15/2008 | Claimant(s): Jerry Mote Claimant Lawyers(s): Laurel H. Siddoway Respondent(s): Joan Block, John Cox, First Allied Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): F. Richard Middaugh, Joseph W. Cheek, James G. Harlan Hearing Site: Boise, ID
| | $0 |