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FINRA Awards for Joseph W. Cheek

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0183603/03/2014Claimant(s): Damon Mapes, Renita Lee-Hausladen
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): O. Meredith Wilson, Joseph W. Cheek, Trent Thomas Whitford
Hearing Site: Portland, OR
12-0224504/03/2013Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Brown
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Joseph W. Cheek, Katherine H. O'Neil, John McGown
Hearing Site: Boise, ID
09-0496204/04/2011Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Paul Erenfeld
Respondent Lawyers(s): David Sacks
Arbitrator(s): Jeanne C. Stilwell, Joseph W. Cheek, Dean K. Morell
Hearing Site: Portland, OR

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