Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01471 | 11/09/2023 | Claimant(s): Jessie Wheat Claimant Lawyers(s): Nicholas H. Berg Respondent(s): LPL Financial LLC, William Poulter Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Jo-Marie Lisa, Brian James Tagtmeier, Nadine Michele Ramsey Hearing Site: New Orleans, LA |  | Expungement |
| 22-00133 | 09/27/2023 | Claimant(s): Aaron Siegel, Aaron Siegel Rev. Trust DTD 02/19/2004 Claimant Lawyers(s): Aaron Siegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Robert J. Scafuri, Mark Leslie Small, Matt Bosco Hearing Site: Detroit, MI | | Dismissed by Rule 12212© |
| 21-02116 | 05/03/2023 | Claimant(s): Matthew W. Nickerson, on behalf of IRA Claimant Lawyers(s): Kirk G Smith Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Lynne M. Gomez Hearing Site: Little Rock, AR | | Expungement |
| 21-01533 | 08/12/2022 | Claimant(s): Brandi Hannon, Gary Hannon, Brandi Hannon OBO of her IRA, Gary Hannon OBO of his IRA Claimant Lawyers(s): Matthew Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK | | Expungement |
| 21-02815 | 07/06/2022 | Claimant(s): Monique Sessler Claimant Lawyers(s): Meghan McElligott Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | | Expungement |
| 21-01347 | 12/23/2021 | Claimant(s): Elizabeth Hope Claimant Lawyers(s): Elizabeth Hope Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mimi B. Osiason Hearing Site: Jacksonville, FL | | Expungement |