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FINRA Awards for Dorota J. Trzeciecka

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0313909/20/2019Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
Checkmark Icon$43,827
16-0205212/26/2018Claimant(s): Asante Samuel, Gregory Groves, James Groves, Deepside LLC, Makin Moves 22, Pearl Brothers LLC
Claimant Lawyers(s): Curtis Carlson, Matthew E. Johnson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven R. Reininger, Sonja Shuford, Dorota J. Trzeciecka
Hearing Site: Miami, FL
Checkmark Icon$4,211,750
14-0158308/26/2015Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Velez-Santiago
Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka
Hearing Site: San Juan, PR
Checkmark IconExpungement
13-0290707/08/2014Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
Checkmark IconExpungement

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