| 20-00401 | 05/05/2021 | Claimant(s): Joanne Olson
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack Chapline Vaughan, Daniel D. Hill, Robert C. Rice
Hearing Site: Houston, TX
|  | Expungement |
| 19-00443 | 01/21/2020 | Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
| 14-03172 | 04/12/2016 | Claimant(s): Randall Stafford
Claimant Lawyers(s): Scott D. Ellis
Respondent(s): Cynthia Maphet, Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): James G. Cooper, Jack Chapline Vaughan, Francis Joseph Bourgeois
Hearing Site: Houston, TX
| | Expungement |
| 14-01015 | 07/28/2015 | Claimant(s): Cheryl Galyan, Ralph Galyan
Claimant Lawyers(s): Christa Samaniego
Respondent(s): Adriana Estevez, Morgan Stanley, Mark Magarian
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Steve R. Neuman, Walter F. Schleyer, Jack Chapline Vaughan
Hearing Site: Houston, TX
| | Expungement |
| 13-02390 | 05/15/2015 | Claimant(s): Ann McCorquodale, Knox McCorquodale, Rex McCorquodale
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Terry Chilton, Chilton Financial Services., Terry Chilton Financial Services, L.P.
Respondent Lawyers(s): Cory S. Reed
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $1,172,250 |
| 14-00115 | 03/27/2015 | Claimant(s): Valerie Hearn and Tom Hearn
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Willard Golightly
Respondent Lawyers(s): Willard Lee Golightly
Arbitrator(s): Raymond L. Britton, Jack Chapline Vaughan, Alan M. Holzberg
Hearing Site: Houston, TX
| | $201,000 |
| 11-03202 | 03/20/2013 | Claimant(s): Joseph Lorio
Claimant Lawyers(s): James F. Willeford
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez, Executive Director
Arbitrator(s): Ron C. Christner, Jack Chapline Vaughan, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | Expungement |
| 11-02864 | 10/02/2012 | Claimant(s): Janie Orr, John Orr
Claimant Lawyers(s): Robert D. O'Conor
Respondent(s): Wells Fargo Advisors, Perry Lyons
Respondent Lawyers(s): Michael A. Rodriguez
Arbitrator(s): Philip I. McConnell, Jack Chapline Vaughan, Joshua D. Wallach
Hearing Site: Houston, TX
| | Expungement |
