Potomac Analytics' Logo

FINRA Awards for Jack Chapline Vaughan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0181609/19/2014Claimant(s): Douglas Radcliffe
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Joyce Wright
Respondent Lawyers(s): Joyce M. Wright
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: Houston, TX
Expungement
13-0163907/24/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Gary Redden
Respondent Lawyers(s): Benjamin Alexander
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: New Orleans, LA
12-0102305/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jocelyn Sears
Respondent Lawyers(s): Katherine T. Mize
Arbitrator(s): John A. Davis, Jack Chapline Vaughan, Brian James Tagtmeier
Hearing Site: Houston, TX
11-0277801/03/2013Claimant(s): Lloyd Daniel
Claimant Lawyers(s): Lloyd James Daniel
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas
Arbitrator(s): Jack Chapline Vaughan, Onnig Hatchig Dombalagian, Richard Devlin Roussel
Hearing Site: New Orleans, LA
10-0581804/18/2012Claimant(s): Robert Higley
Claimant Lawyers(s): Earnest W. Wotring
Respondent(s): James Bashaw, JEB NEWCO, L.L.C., James E. Bashaw & Co.
Respondent Lawyers(s): David E. Wynne
Arbitrator(s): David G. Beerbower, Jack Chapline Vaughan, Stephen T. Johnson
Hearing Site: Houston, TX
09-0618111/04/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Amy M. Fritsky
Respondent(s): Matt Neas
Respondent Lawyers(s): Matt S. Neas
Arbitrator(s): Jack Chapline Vaughan, Joseph Herbert Storthz, William A. Allen
Hearing Site: Houston, TX

6 Results

Display: