| 12-01806 | 06/25/2014 | Claimant(s): Frank J. Ferruggia IRA, Virginia A. Ferruggia, IRA, Frank J. and Virginia A. Ferruggia, JNT
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Alan Chodosh, Craig Nomberg, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Martin Walcoe, Steven Sormani
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Richard Lewis Zack
Hearing Site: Newark, NJ
|  | $260,000 |
| 09-04018 | 05/02/2011 | Claimant(s): Wayne Wolberg
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Jeffry Eisnaugle, 1st Financial Services
Respondent Lawyers(s): David A. Zisser
Arbitrator(s): Cletus E. Byrne, Ronald G. Guida, Michael A. Ruderman
Hearing Site: Denver, CO
| | $45,000 |
| 09-03352 | 05/17/2010 | Claimant(s): Philip Henderson
Claimant Lawyers(s): William R. Fishman
Respondent(s): Keys Tinney, ING Financial Partners.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Paul A. Krepinski, Gerhard L. Schopen, Michael A. Ruderman
Hearing Site: Denver, CO
| | $434,445 |
| 07-03412 | 03/05/2009 | Claimant(s): Aimee Mason-Hobbins
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert C. Roth, Bruce Brown, Michael A. Ruderman
Hearing Site: Denver, CO
| | $509,800 |
| 06-01384 | 05/08/2008 | Claimant(s): Susan Wickizer
Claimant Lawyers(s): Paul N. Young
Respondent(s): Jeffrey Toman, Piper Jaffray & Co.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Joseph M. Costello, Rhonda L. Rhodes, Michael A. Ruderman
Hearing Site: Denver, CO
| | $0 |
