| 07-03133 | 10/01/2008 | Claimant(s): Deborah Soden Rowe, Eugene Soden, Estate of Eugene Vincent Soden, Jr.
Claimant Lawyers(s): E. Ray Stanford
Respondent(s): Irene Soden, Scottrade.
Respondent Lawyers(s): Abraham A. Sharony, F. Carlton King
Arbitrator(s): Robert H. Putnam, James J. Dalton, Daniel H. Kolber
Hearing Site: Atlanta, GA
|  | |
| 07-01864 | 07/15/2008 | Claimant(s): Estate of Lewis A. Scull, Jr.
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Andrew Kolenda, Carl Antonucci, Rick Pierchalski, William Berkowitz, 4th Street Investments, BP Investment Partners I LP, BP Investment Partners II LP, BP Investment Partners III LP, BPU Investment Group., BPU Investment Management., BPU Investment., BPU Investments., Berkowitz, Pierchalski.
Respondent Lawyers(s): Richard J. Federowicz
Arbitrator(s): David J. Capriotti, Daniel J. Kortum, Francis A. King
Hearing Site: Pittsburgh, PA
| | $250,000 |
| 06-04152 | 07/08/2008 | Claimant(s): William Dinges, Jr., and Agnes Dinges
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Robert S. Getman, Wayne R. Jahns, Norman Kass
Hearing Site: Newark, NJ
| | Expungement |
| 06-02977 | 03/07/2008 | Claimant(s): Rayna Brown
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company
Respondent Lawyers(s): Robert J. Stumpf, Jr.
Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
| | $99,963 |
| 06-03942 | 10/31/2007 | Claimant(s): The Estate of Sydney G. Smith, Jr.
Claimant Lawyers(s): Bradley R. Hoyt
Respondent(s): Raffi Oghlian, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Raffi Oghlian
Arbitrator(s): Amelia F. Adams, Stuart Arthur Reagan, Peter F. von Meister
Hearing Site: Cincinnati, OH
| | $30,000 |
