22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf Claimant Lawyers(s): Matt Williams Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel Hearing Site: Columbia, SC
| | $125,400 |
14-02480 | 08/06/2015 | Claimant(s): Fred Anthony Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
11-00486 | 06/06/2012 | Claimant(s): Steven Smith as Personal Representative Claimant Lawyers(s): Elizabeth Zeck Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack Hearing Site: Columbia, SC
| | Expungement |
07-00795 | 02/19/2008 | Claimant(s): Hugo Castro Claimant Lawyers(s): Hugo Castro Respondent(s): Frank Fierro, Legg Mason Wood Walker Respondent Lawyers(s): Gretchen Klebasko Arbitrator(s): J. Kirkland Grant, N. John Garcia, Dana R. Krajack Hearing Site: Columbia, SC
| | $5,604 |