| 15-02692 | 04/08/2016 | Claimant(s): Lary Bocquin
Claimant Lawyers(s): Lary J. Bocquin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Terry F. Peppard
Hearing Site: Rapid City, SD
|  | $425 |
| 14-02624 | 04/01/2016 | Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 14-03818 | 11/09/2015 | Claimant(s): Kathleen Szewczyk
Claimant Lawyers(s): Ross S. Carponelli
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham
Arbitrator(s): Mark L Miller, Jeffrey W. Finke, Shelby Webb
Hearing Site: Chicago, IL
| | $0 |
| 15-00081 | 10/13/2015 | Claimant(s): Julian Osterneck
Claimant Lawyers(s): Julian Osterneck
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $159,923 |
| 14-00383 | 09/22/2015 | Claimant(s): Donna Cramer, John Cramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Terry F. Peppard, Kevin D. Hofman, Mark S. Gleason
Hearing Site: Minneapolis, MN
| | $58,563 |
| 14-01105 | 06/18/2015 | Claimant(s): Darshananda Revocable Living Trust
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Casey Lockard, Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-02063 | 04/28/2015 | Claimant(s): Roberta Wilkins/Sells
Claimant Lawyers(s): Roberta Wilkins/Sells
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $0 |
| 13-02975 | 04/24/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Daren A. Luma
Respondent(s): George Lin
Respondent Lawyers(s): George Sein Lin
Arbitrator(s): Dora M. Lassinger, Shelley Teitelbaum, Martin Hunger
Hearing Site: New York, NY
| | $0 |
| 14-03294 | 04/07/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Anthony L. Valenzuela
Respondent(s): Anthony Gantner
Respondent Lawyers(s): Anthony Ferrer Gantner
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
