Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00144 | 11/25/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Terence Daniels Respondent Lawyers(s): Terence Daniels Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX |  | $86,081 |
| 17-02617 | 11/20/2019 | Claimant(s): Kevin Rouse Claimant Lawyers(s): Kevin Rouse Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Alain Frecon, Mary Louise Hilfiker, Robert Meredith Altman-Segal Hearing Site: Minneapolis, MN | | Rule 12504(b) |
| 19-01474 | 10/18/2019 | Claimant(s): Al Zvinakis as FPOA for Regina Zvinakis Claimant Lawyers(s): Al Zvinakis Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | | $0 |
| 19-01154 | 09/18/2019 | Claimant(s): Sandra Cott Claimant Lawyers(s): Sandra K. Cott Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg Scanlon Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | | $0 |
| 18-03907 | 09/11/2019 | Claimant(s): Gavin Kerby Claimant Lawyers(s): Gavin Kerby Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Thaddeus J. Tecza, Ronald G. Guida, Mary Margaret Bush Hearing Site: Salt Lake City, UT | | Dismissed |
| 18-04437 | 07/31/2019 | Claimant(s): Stephan Fernandez Claimant Lawyers(s): Stephan Fernandez Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): John H. Fearnow Hearing Site: Phoenix, AZ | | $6,288 |
| 17-02119 | 07/17/2019 | Claimant(s): Matthew Maerz Claimant Lawyers(s): Matthew Richard Maerz Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Muriel Desloovere, Alan E. Linden, H Russell Preston Hearing Site: Columbia, SC | | $0 |
| 18-02548 | 07/16/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Gilbert Serota Respondent(s): Ki Ham Respondent Lawyers(s): Roger D. Mellem Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, William P. Bergsten Hearing Site: Seattle, WA | | $0 |
| 18-01976 | 06/20/2019 | Claimant(s): Zephyr Fund Claimant Lawyers(s): Rod Holder Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph Siders Arbitrator(s): Jeffry L. Perlman, Kelli J. Jareaux, David Paul Clark Hearing Site: Washington, DC | | $12,800 |
| 18-02763 | 06/18/2019 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Syed Ali Respondent Lawyers(s): Syed Ali Arbitrator(s): Elizabeth C. Simon Hearing Site: Chicago, IL | | $0 |