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FINRA Awards for Chicago Investment Group

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0621602/25/2011Claimant(s): Whitney Corderi
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Thomas McCarvill, Chicago Investment Group
Respondent Lawyers(s): Richard P. Lynch, Thomas McCarvill
Arbitrator(s): Lewis J. Levey, Roy B. Gonas, Stephen Trigg Kuhn
Hearing Site: Miami, FL
Checkmark Icon$0
09-0227406/10/2010Claimant(s): Giorgio Castro
Claimant Lawyers(s): Jeremy Panzella
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Howard Rosenburg
Arbitrator(s): John S. McNulty, Bernard A. Friedman, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$0
08-0243706/15/2009Claimant(s): Santanu Bhattacharya and Gargi Dasgupta
Claimant Lawyers(s): Kevin M. Shelley
Respondent(s): Mitesh Shere, Chicago Investment Group
Respondent Lawyers(s): Brian Neville, Howard Rosenburg
Arbitrator(s): Charles S. Guggenheimer, Arthur H. Sobel, Terrance J. Nolan
Hearing Site: New York, NY
Checkmark Icon$0
07-0347410/20/2008Claimant(s): Alan Lehman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Howard Corum, Chicago Investment Group
Respondent Lawyers(s): Elizabeth Neugent Dixon
Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$155,000
06-0379508/31/2007Claimant(s): David Luther
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Marion R. Allen, G. Brooks Euler, Neil Harvey Smith
Hearing Site: Nashville, TN
Checkmark Icon$0

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