FINRA Awards for Chicago Investment Group

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-04105	07/05/2019	Claimant(s): Mary Jo Hayes Claimant Lawyers(s): Howard Rosenburg Respondent(s): Chicago Investment Group Respondent Lawyers(s): Mary Jo Hayes, CCO Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
15-00511	01/15/2016	Claimant(s): Gregory Romanczuk Claimant Lawyers(s): Gregory Romanczuk Respondent(s): Joseph Baffoe, Richard Lynch, Chicago Investment Group Respondent Lawyers(s): Joseph Martin Baffoe, Richard Paul Lynch, Richard Lynch, CEO Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL
10-02642	02/08/2012	Claimant(s): John Buckmaster Claimant Lawyers(s): James G. Marsh Respondent(s): Chicago Investment Group Respondent Lawyers(s): Richard P. Lynch Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
09-04261	06/09/2011	Claimant(s): Chicago Investment Group, Llc Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Cinthia Collins Respondent Lawyers(s): Cinthia Faye Collins Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
09-07256	12/01/2010	Claimant(s): Phillip Semenick Claimant Lawyers(s): Joseph E. Gasperetti Respondent(s): Chicago Investment Group Respondent Lawyers(s): Richard P. Lynch Arbitrator(s): Joseph J. Slotnik, Stanley Seidman, Harold S. Stern Hearing Site: Boca Raton, FL
09-02569	03/26/2010	Claimant(s): Chicago Investment Group Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Guy K. Stewart Hearing Site: Boca Raton, FL