Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00008 | 09/03/2024 | Claimant(s): Leo Delancey, Scott Kimball Claimant Lawyers(s): Kalju Nekvasil Respondent(s): David Dahill, Realized Financial. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Cynthia Cashman Makin Hearing Site: San Diego, CA |  | Expungement |
| 18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA | | Expungement |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie Claimant Lawyers(s): Joshua B. Kons Respondent(s): Oppenheimer & Co.., Michael Rosenmayer Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin Hearing Site: Los Angeles, CA | | Expungement |