| 12-00960 | 08/24/2012 | Claimant(s): Ludger Brockmeier
Claimant Lawyers(s): Ludger Brockmeier
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
|  | $22,156 |
| 09-04124 | 03/29/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Laura Bougdanos, Peter Bougdanos
Respondent Lawyers(s): Laura l. Bougdanos, Peter F. Bougdanos
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 09-03618 | 03/11/2011 | Claimant(s): Emma Zilber, Jason Kim, Leon Zilber
Claimant Lawyers(s): George C. Miller
Respondent(s): David Yair, Investscape Inc., Penson Financial Services.
Respondent Lawyers(s): David Yair, Mark Cuccaro, Michael Langnas
Arbitrator(s): Edward Baer, Howard D. Jacob, Joel C. Keilson
Hearing Site: New York, NY
| | $0 |
| 09-01884 | 10/15/2009 | Claimant(s): Michael Matis
Claimant Lawyers(s): Alexander Melbardis
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $213 |
| 07-02017 | 02/05/2009 | Claimant(s): William Heffernan
Claimant Lawyers(s): John M. Lundin
Respondent(s): Peter Miluk
Respondent Lawyers(s): Peter Miluk
Arbitrator(s): William J. Crowe, Mitchell S. Friedman, Howard D. Jacob
Hearing Site: New York, NY
| | $7,970,620 |
| 07-02051 | 11/09/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Econotek
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
