11-02639 | 04/12/2013 | Claimant(s): Floyd Matheney, Mary Matheney, Floyd Matheney IRA, Mary Matheney IRA Claimant Lawyers(s): David Liebrader Respondent(s): Ameriprise Financial Services., Matthew Fournier Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): William C. Turner, Melvin S. Feldman, William Ogburn Huggins Hearing Site: Las Vegas, NV
| | Expungement |
10-02633 | 07/16/2012 | Claimant(s): Alvaro Castro, Patricia Castro, The Castro Family Trust Claimant Lawyers(s): Irwin Stein, Timothy A. Canning Respondent(s): Jim Lund, Michelle Langer, Robert Tweed, Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): David J. Anderson, Melvin S. Feldman, Daniel R. Brush Hearing Site: Los Angeles, CA
| | $156,250 |
10-05814 | 02/24/2012 | Claimant(s): Janice Carkeek, Janice Carkeek IRA, Janice A. Carkeek Revocable Trust U/A/D Claimant Lawyers(s): Alan L. Sachs Respondent(s): Jeremy Kisner, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman, G. Thomas Fleming Arbitrator(s): James H. McAvoy, Melvin S. Feldman, Daniel Clay McGuire Hearing Site: Las Vegas, NV
| | $31,768 |
09-05396 | 04/13/2011 | Claimant(s): NNN Aventura Harbor 14 LLC, The Revocable Living Trust of Edward and Claimant Lawyers(s): David Liebrader Respondent(s): Jeffrey Gurman, Woodbury Financial Services. Respondent Lawyers(s): Jesse Linebaugh, Ryan D. Harvey Arbitrator(s): Dean Schneider, Michael G. Clark, Melvin S. Feldman Hearing Site: Los Angeles, CA
| | $605,750 |
09-04773 | 01/04/2011 | Claimant(s): Rhoda Seidler Revocable Trust Claimant Lawyers(s): Robert A. Uhl Respondent(s): Wachovia Securities Respondent Lawyers(s): Elizabeth H Lindh Arbitrator(s): Melvin S. Feldman, Richard William DeWeese, Willard H. Altman Hearing Site: Los Angeles, CA
| | $208,000 |
08-05016 | 01/03/2011 | Claimant(s): Family Bypass Trust of the Gordon Family, Gordon Investment Trust, Surviving Spouse's Trust Claimant Lawyers(s): Scott Shapiro, Steve Buchwalter Respondent(s): Grace Stclair, PFS Investments Inc., Primerica Financial Services, The Travelers Life and Annuity Company Respondent Lawyers(s): Cara L. Finan Arbitrator(s): Kenneth I. Rosenblum, Melvin S. Feldman, Robert Dean McKinley Hearing Site: Los Angeles, CA
| | $477,867 |