15-00180 | 04/07/2016 | Claimant(s): Donnie Pate Claimant Lawyers(s): Hilton Wiener Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter Hearing Site: Jacksonville, FL
| | $300 |
14-03766 | 02/04/2016 | Claimant(s): Jeffrey Richards Claimant Lawyers(s): Hilton Wiener Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Richard Hunt, William Hunt, Network 1 Financial Securities Inc. Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Jeffrey W. Finke, Mitchell Lee Marinello, Shelby Webb Hearing Site: Chicago, IL
| | $0 |
13-00613 | 11/08/2013 | Claimant(s): Charles Byrd, Dan DeSimoni, Dennis Owens, Doug Reinhart, Greg Stringer, Hammond Hunt, Henry Respess, Irvin Plowden, J. Turner Hunt, Massimo DeSimoni, Maxine Kelley, Michael DeSimoni, Paul Reinhart, Willard Hill, William Hunt, William "Will" Bunker Claimant Lawyers(s): Scott F. Hessell Respondent(s): Deutsche Bank Securities., David Parse, Raymond Brubaker, DB Alex. Brown LLC, Deutsche Bank AG Respondent Lawyers(s): Allan N. Taffet, Keith E. Blackman, Kevin E. O'Reilly, Paul H. Schoeman, The Company President Arbitrator(s): Joseph D. Vu, Marilee Roberg, Jacqueline Stanley Lustig Hearing Site: Chicago, IL
| | Dismissed by Rule 12206 |