| 21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Christopher Taylor, Kestra Investment Services
Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura
Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
|  | Dismissed by Rule 12206 |
| 15-00210 | 10/08/2015 | Claimant(s): Hickman Kite, Katie Kite
Claimant Lawyers(s): Phillip L. Boyd, Robert L. Arrington
Respondent(s): Allyson Reed, Brian Murray, Christopher Belle, Christopher Taylor, Jesse Dietz, Edward Jones
Respondent Lawyers(s): Allyson Louise Reed, Christopher Alan Taylor, Dennis J. Capriglione, Jesse Logan Dietz
Arbitrator(s): Kenneth M. Jackson, Joseph Charles Smolira, Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | Expungement |
| 13-00430 | 06/11/2014 | Claimant(s): Agnes Barrelet, Agnes Barrelet IRA, Agnes Barrelet Trust dated 10/09/2009
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Christopher Taylor, NFP Securities.
Respondent Lawyers(s): Alexis Lu, Brandon S. Reif
Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, Michael D. Briggs
Hearing Site: San Diego, CA
| | $1,246,160 |
