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FINRA Awards for Bear Stearns Asset Management Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0393206/21/2011Claimant(s): Vernon Zurick
Claimant Lawyers(s): Jeffrey A. Esses
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould, Stephen M. Sinaiko
Arbitrator(s): Robert D. Greenlee, Gerald K. Moore, Luis D. Rovira
Hearing Site: Denver, CO
Checkmark Icon$0
08-0263901/13/2011Claimant(s): International Capital Management Company
Claimant Lawyers(s): Celiza P. Braganca
Respondent(s): J.P. Morgan Securities, Matthew Tannin, Norman Lang, Ralph Cioffi, Raymond McGarrigal, Bear Stearns Asset Management Inc., The Bear Stearn & Companies.
Respondent Lawyers(s): Catherine L. Redlich, Edward J.M. Little, Gabrielle Gould, Theresa Trzaskoma
Arbitrator(s): Howard B. Silverman, Susanne J. Hollander, Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0445412/23/2010Claimant(s): Collins Capital LLC
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Samsen, J.P. Morgan Securities, Bear Stearns Asset Backed Securities Fun, Bear Stearns Asset Management Inc., Bear Stearns Securities Clearing Corp, Bear, Stearns & Co.., J.P. Morgan Chase & Co., J.P. Morgan Clearing Corp., The Bear Stearns Companies.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Alan S. Braunshweiger, Daniel Robbins, Michele S. Riley
Hearing Site: New York, NY
Checkmark IconExpungement

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