FINRA Awards for Bear Stearns Asset Management Inc.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01831	04/13/2022	Claimant(s): Thomas Rimini Claimant Lawyers(s): Thomas Rimini Respondent(s): J.P. Morgan Securities, Bear Stearns Asset Management Inc. Respondent Lawyers(s): Eric K. Hildenbrand, Steven J. Pearlman Arbitrator(s): Laura Carraher, Michael S. Lazan, Leona Beane Hearing Site: New York, NY
10-02809	05/23/2014	Claimant(s): Douglas Sharon Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc. Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey Hearing Site: New York, NY