| 09-06924 | 12/15/2011 | Claimant(s): Marie Mirch
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Joseph C. Roberts, Joseph M. O'Connor, Gregory Jay Gursey
Hearing Site: Reno, NV
|  | Expungement |
| 10-01606 | 05/24/2011 | Claimant(s): Robert Ragsdale, Robert M. Ragsdale IRA
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Sherry R. Wetsch, Charles A. Bankston, Eric R. Benton
Hearing Site: Houston, TX
| | $127,000 |
| 09-04391 | 01/10/2011 | Claimant(s): Reba Ceniglis, Tom Ceniglis
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Dale Johnson, Morgan Stanley & Co., William Atwood Jr.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Sherrie R. Abney, Lawrence R. Maxwell, W. Scott Newmann
Hearing Site: Dallas, TX
| | $0 |
| 09-03243 | 05/12/2010 | Claimant(s): Q Investments Limited Partnership
Claimant Lawyers(s): Philip Aurbach
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
| | $117,630 |
| 09-01140 | 03/02/2010 | Claimant(s): Kenneth and Eleanor Nesting Living Trust
Claimant Lawyers(s): Jeffrey S. Salisbury
Respondent(s): Morgan Stanley & Co., Steve Pedersen, Steven McSharry
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): R. Lee Smith, Nina Vallion, William H. King
Hearing Site: Portland, OR
| | $235,710 |
