12-03552 | 02/11/2014 | Claimant(s): Laura Lambert, Scott Lambert Claimant Lawyers(s): Joseph Wood Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): John P. Wilson, John J. Fitzpatrick, Walter F. Dillaway Hearing Site: San Francisco, CA
| | $0 |
09-00562 | 07/12/2011 | Claimant(s): Stan Schuldiner Claimant Lawyers(s): Stan Schuldiner Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): James J. Dougherty Arbitrator(s): Harry B. Endsley, James S. Martin, Walter F. Dillaway Hearing Site: San Francisco, CA
| | $0 |
03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson Claimant Lawyers(s): Patrick Baldwin Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp. Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor Hearing Site: San Francisco, CA
| | Expungement |
07-02000 | 06/09/2008 | Claimant(s): Duncan McCandless Claimant Lawyers(s): Duncan S. McCandless Respondent(s): Dennis Willis, Associated Securities Corp. Respondent Lawyers(s): Samuel Edgerton Arbitrator(s): Lester Friedman, Cheryl R. Kershner, Walter F. Dillaway Hearing Site: San Francisco, CA
| | $0 |