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FINRA Awards for Walter F. Dillaway

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0218403/13/2009Claimant(s): Global Crown Capital
Claimant Lawyers(s): Melvin K. Patterson
Respondent(s): Ronald Clement
Respondent Lawyers(s): Ronald Clement
Arbitrator(s): James N. D'Orso, Walter F. Dillaway, Marian L. Snyder
Hearing Site: San Francisco, CA
06-0491208/14/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV

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