12-00951 | 01/06/2014 | Claimant(s): Deborah Shishko, Robert Shishko, John Shishko Revocable Trust, Robert Shishko Trust Claimant Lawyers(s): J. Christopher Wehrle, Marc L. Godino Respondent(s): Elliott Moskowitz, Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Robert J. Ruben, Blaine Smith, David L. Maislen Hearing Site: Los Angeles, CA
| | Expungement |
10-05250 | 05/16/2012 | Claimant(s): Zvi Streit, The Streit Living Trust Claimant Lawyers(s): George A Shohet Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Susan B. Gans-Smith, Robert B. Hansohn, David L. Maislen Hearing Site: Los Angeles, CA
| | $143,400 |
10-04056 | 05/04/2012 | Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Alexander B. Feinberg Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson Hearing Site: Atlanta, GA
| | $402,101 |
09-04371 | 03/28/2012 | Claimant(s): Kelly Dunne Claimant Lawyers(s): Charles W. Brower Respondent(s): Russell Ruffino, Ruffino & Associates., Transamerica Financial Advisors. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Sandra L. Malek, John Alen DeRosa, David L. Maislen Hearing Site: Los Angeles, CA
| | $0 |
09-02583 | 11/29/2011 | Claimant(s): Jose Castaneda, Felicitas Castaneda Claimant Lawyers(s): Jose Castaneda Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Robert B. Ericson Arbitrator(s): Erik R. Siering, David L. Maislen, Henry Marris Wollman Hearing Site: Los Angeles, CA
| | $0 |
08-02874 | 11/12/2010 | Claimant(s): Matt Lichtenberg, Viveca Paulin, Will Ferrell, David Living Trust Claimant Lawyers(s): H Thomas Fehn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Paul J. Schumacher Arbitrator(s): Linda L. Blackwell, Elizabeth A. Copley, David L. Maislen Hearing Site: Los Angeles, CA
| | $0 |
08-04815 | 02/04/2010 | Claimant(s): Fred Feld and Pearl Feld Claimant Lawyers(s): Fred Feld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne Templeton Arbitrator(s): David L. Maislen, Thanayi J. Lindsey, Katharine Reed Coleman Hearing Site: Los Angeles, CA
| | $0 |
06-00393 | 12/17/2007 | Claimant(s): Recipco Corp. Claimant Lawyers(s): Eric F. Yuhl Respondent(s): Citigroup Global Markets., Rebecca Rothstein Respondent Lawyers(s): Craig Varnen, George M. Garvey Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen Hearing Site: Los Angeles, CA
| | $0 |