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FINRA Awards for Morgan Keegan & Company.

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Displaying 11-20 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0087210/29/2013Claimant(s): Loresa C. Bell, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Paul D. Gutierrez
Hearing Site: New Orleans, LA
Checkmark Icon$20,659
13-0087110/22/2013Claimant(s): Walter Bell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Robert Dean McKinley
Hearing Site: Jackson, MS
Checkmark Icon$0
13-0146310/17/2013Claimant(s): Velma Petty
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Edward J. Costello
Hearing Site: Birmingham, AL
Checkmark Icon$36,987
13-0069409/26/2013Claimant(s): Joe King
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
Checkmark Icon$300
13-0098609/25/2013Claimant(s): Velma H. Petty, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert S. McConnell
Hearing Site: Birmingham, AL
Checkmark Icon$44,262
13-0069509/24/2013Claimant(s): Doris Annette King Marital Deduction Tru
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Edward M. Rosensteel
Hearing Site: Birmingham, AL
Checkmark Icon$300
13-0061809/23/2013Claimant(s): Marian Grainger, Marian M. Grainger, as Trustee of the Ph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Legg Mason Wood Walker, Morgan Keegan & Company.
Respondent Lawyers(s): Dana N. Pescosolido, Thomas F. Barnett
Arbitrator(s): Ronald Chun
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0070909/17/2013Claimant(s): Charlotte Adams
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
Checkmark Icon$50,600
12-0295509/17/2013Claimant(s): Bettye Burns
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Samuel L. McClaren
Hearing Site: Birmingham, AL
Checkmark Icon$0
12-0058409/05/2013Claimant(s): The Odessa Firemen's Relief & Retiremen
Claimant Lawyers(s): Joe Wojciechowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter Fruin
Arbitrator(s): Harry J Saginaw, Don G Miller, Douglas Wade Carvell
Hearing Site: Dallas, TX
Checkmark Icon$399,566

294 Results

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