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FINRA Awards for Michael Wayne Johnston

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0103107/15/2024Claimant(s): Sandra Scullen, Sandra M. Scullen IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston
Hearing Site: Dallas, TX
Checkmark Icon$0
22-0177811/17/2023Claimant(s): Virginia Gatlin, V. Gatlin, Ind. Exec. Glen Gatlin Estate
Claimant Lawyers(s): William L. Kirkman
Respondent(s): Glen Gatlin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David M. Pyke, Ellen Sessions
Arbitrator(s): Dineo Coleman Gary, Michael Wayne Johnston, Juanita Harris
Hearing Site: Dallas, TX
Checkmark Icon$0
22-0178907/03/2023Claimant(s): Pamela Borders, Pamela Joy Borders Regular Marital Trust
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kendra S. Campe
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Lena Levario
Hearing Site: Dallas, TX
Checkmark Icon$532,846
19-0356809/13/2022Claimant(s): Estate of James W. Eggers
Claimant Lawyers(s): J. Mitchell Little
Respondent(s): T. Rowe Price Investment Services.
Respondent Lawyers(s): Daniel J Donovan
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Robert Glenn Chadwick
Hearing Site: Dallas, TX
Checkmark Icon$0
21-0018312/07/2021Claimant(s): Philip Hamilton
Claimant Lawyers(s): Walter Musgrove
Respondent(s): Chesha Traylor
Respondent Lawyers(s): Scott A. Ritcheson
Arbitrator(s): Michael Wayne Johnston, Valarie Wright, John Gary Langford
Hearing Site: Dallas, TX
Checkmark IconExpungement
13-0277303/03/2015Claimant(s): Lee Roy Cosper Trust
Claimant Lawyers(s): Jeffrey Ansley
Respondent(s): Chad Bushaw, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): G. Maynard Green, George Young Banks, Michael Wayne Johnston
Hearing Site: Dallas, TX
Checkmark Icon$0

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