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FINRA Awards for PNC Investments LLC

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0018308/03/2016Claimant(s): Marshall Weingarden
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Seongtaek Hahn, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0058112/05/2014Claimant(s): Ralph Rubin, Terry Rubin, Trustee of Doris Goodman
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Kimberly A. Gilmour, Joel F. Martineau, James Chris Mills
Hearing Site: Boca Raton, FL
Checkmark Icon$0
13-0038705/21/2014Claimant(s): Deborah Blair, John Blair
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cleveland, OH
Checkmark IconExpungement
09-0044403/16/2010Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex
Claimant Lawyers(s): Joseph M. Armstrong
Respondent(s): Ronald Aungst, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark Icon$0
07-0321401/22/2009Claimant(s): George Cubberly
Claimant Lawyers(s): George E. Cubberly
Respondent(s): PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Maria D. Cirillo, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: Newark, NJ
Checkmark Icon$0

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