FINRA Awards for PNC Investments LLC

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01943	04/25/2018	Claimant(s): Stephen Fish Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments LLC Respondent Lawyers(s): Raymond M. Ripple Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH
15-01370	09/02/2016	Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors, PNC Investments LLC Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman Arbitrator(s): Patrick R. Westerkamp, Esq. Hearing Site: Newark, NJ
13-02634	05/12/2015	Claimant(s): PNC Investments LLC Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors, Joe Shimko, Karen Lemay, Lino Gutierrez Respondent Lawyers(s): Nisha S. Wright Arbitrator(s): Richard H. Schneider, Rosemarie Ann Jannuzzi, Donald Theodore Ryce Hearing Site: Boca Raton, FL
09-03847	11/08/2011	Claimant(s): Mark Lamkin Claimant Lawyers(s): Kenneth A. Bohnert Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Brokerage Corp., PNC Investments LLC Respondent Lawyers(s): J. Curtis McCubbin, James J. Rabenstine, Thomas J. Momjian Arbitrator(s): Bill Swinford, Anthony G. Belak, Jarrett Andrew Jacobs Hearing Site: Louisville, KY