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FINRA Awards for Leon H. Tracy

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0063711/17/2021Claimant(s): Linda Stack
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Gary M. Landau, Gerald Silverman, Leon H. Tracy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0254503/01/2016Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0365805/15/2014Claimant(s): Roslyn Hazan
Claimant Lawyers(s): Randall C. Place
Respondent(s): Eli Hazan, Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place
Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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