10-01084 | 02/15/2011 | Claimant(s): IRA Susan C Trump, Roth IRA Susan C Trump, Hudson Bay Sea Food Age-Weighted Profit, Charles and Virginia Konjoyan Trust, SC Trump 2004 Trust Claimant Lawyers(s): Susan Trump Respondent(s): Jeffrey Mccoy, Mollyjo Miller Respondent Lawyers(s): Michael J. Abbott Arbitrator(s): Guenter S. Cohn, D. Brad Callen, Robert Alan Merring Hearing Site: San Diego, CA
| | Expungement |
08-03821 | 02/09/2011 | Claimant(s): Angela Kamahi, Isaac Kamahi Claimant Lawyers(s): G. Mark Brewer Respondent(s): Matthew Lord, Banc Of America Investment Services Respondent Lawyers(s): Stephen M. Dollar Arbitrator(s): Nancy J. Spieczny, Cynthia B. Stone, Vytas Tarulis Hearing Site: San Diego, CA
| | $50,000 |
09-05925 | 01/20/2011 | Claimant(s): Thomas Matchner Claimant Lawyers(s): Mary K. Wyman Respondent(s): Mark Sibert, M-Cubed Consulting Respondent Lawyers(s): Mark Sibert Arbitrator(s): Harvey C. Flodin Hearing Site: San Diego, CA
| | Stipulated Award |
09-04866 | 01/07/2011 | Claimant(s): Patrick J. Rohan., Diane E. Rohan Profit Sharing Plan U/A, Patrick J. Rohan Pension Plan U/A dtd 3/, Patrick J. Rohan & Diane E. Rohan Trust, Patrick J. Rohan Trust Claimant Lawyers(s): Christopher T. Vernon, Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stephen Young Arbitrator(s): Doris V. Knotter, James J. Dobbin, Nils Stephen Sandberg Hearing Site: San Diego, CA
| | Expungement |
09-04471 | 12/20/2010 | Claimant(s): The Vallone Family 1985 Trust Claimant Lawyers(s): Richard J. Annen, Respondent(s): Wachovia Securities, Victor Koby Respondent Lawyers(s): Judy Louie Arbitrator(s): Kelly A. Barker, Mandel E. Himelstein, Mary Elizabeth Geerdes Hearing Site: San Diego, CA
| | $210,891 |
09-05801 | 12/06/2010 | Claimant(s): Robert Bridge Claimant Lawyers(s): Steven M. Green Respondent(s): John Elliott, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stephen Lau Arbitrator(s): John C. Lees, Sally G. Williams, Robert Alan Merring Hearing Site: San Diego, CA
| | $68,547 |
09-01782 | 11/16/2010 | Claimant(s): Joanne Tweed Claimant Lawyers(s): Joanne Tweed Respondent(s): UBS Financial Services Inc., Mark Swan Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Gunnar Thowsen, Guenter S. Cohn, Thomas L. Marshall Hearing Site: San Diego, CA
| | $0 |
09-02239 | 11/16/2010 | Claimant(s): Aldrich Fernandez Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Wachovia Securities Respondent Lawyers(s): William M. Turner Arbitrator(s): Judith A. Gust, Robert John Wagener, E. Milton Frosburg Hearing Site: San Diego, CA
| | $0 |
09-04531 | 11/05/2010 | Claimant(s): Bonnie Shoultz Claimant Lawyers(s): Julie McCawley-Self Respondent(s): Christopher Kozo, Wachovia Securities, Joshua Billauer, Ralph Bryan, Robert Wolter Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA
| | $0 |
09-05381 | 09/29/2010 | Claimant(s): Iris Berger, Iris Victor Trust DTD 8/16/91 Claimant Lawyers(s): Richard A. Nervig Respondent(s): Donahue Jones, Ralph Schneider, Okoboji Financial Services. Respondent Lawyers(s): Donahue Edwin Jones, Ralph Roberts Schneider, Ralph Stacey Schneider Arbitrator(s): Jerome M. Libenson, Kenneth Andrew Klinko, Richard E. Mueller Hearing Site: San Diego, CA
| | $359,590 |