20-03492 | 04/16/2021 | Claimant(s): Luke Chimes Claimant Lawyers(s): Taylor E. Darcy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E Shuck Hearing Site: San Diego, CA
| | $375 |
20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
| | $0 |
20-01224 | 09/11/2020 | Claimant(s): Chester Kuong Claimant Lawyers(s): Chester Kuong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA
| | $125 |
19-01505 | 08/17/2020 | Claimant(s): Joshua Travis Anue Trust, Tenaya Laurel Anue Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Robert James Wilkie Hearing Site: San Francisco, CA
| | $189,009 |
19-03840 | 07/21/2020 | Claimant(s): Lam Thai Claimant Lawyers(s): Lam Thai Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
| | $0 |
20-00750 | 07/20/2020 | Claimant(s): Derek Tumulak Claimant Lawyers(s): Derek Tumulak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Jeffrey M. Allen Hearing Site: San Francisco, CA
| | $0 |
18-03249 | 11/25/2019 | Claimant(s): Brian Toon, Joseph Sperber, Phyllis Schreiner, Ronda Montgomery Claimant Lawyers(s): Joseph J. Sperber Respondent(s): TD Ameritrade., E*Trade Securities LLC Respondent Lawyers(s): James J. Vihstadt, Meredith Hoffman Arbitrator(s): Ellen F. Kandell, Joseph J. Dougherty, Gerald S. Smith Hearing Site: Baltimore, MD
| | $0 |
19-00178 | 11/05/2019 | Claimant(s): Margaret Mary Felix Claimant Lawyers(s): Ian A Taylor Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko Hearing Site: Philadelphia, PA
| | $0 |
18-03653 | 06/11/2019 | Claimant(s): Young Lee Claimant Lawyers(s): Young S. Lee Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
| | $0 |
18-01741 | 03/12/2019 | Claimant(s): James Molitor Claimant Lawyers(s): James Molitor Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert J. Scafuri, Sherrill Wm Colvin, James Aaron Morrow Hearing Site: Indianapolis, IN
| | $0 |