| 12-02272 | 06/21/2013 | Claimant(s): Judith S. Primak Trust u/a DTD 7/15/82
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Harvey Frank, Jack L. Somers, Melissa B. VanDam
Hearing Site: Detroit, MI
|  | $0 |
| 08-00032 | 04/09/2010 | Claimant(s): Bernard Cousino, June Cousino
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, GunnAllen Financial., Questar Capital Corporation
Respondent Lawyers(s): Frank J. Bluestein, Julie H. Firestone, William J. Schifino
Arbitrator(s): Edward M. Olson, Harvey Frank, Bruce F. Coleman
Hearing Site: Detroit, MI
| | $123,050 |
| 09-01309 | 12/10/2009 | Claimant(s): Peter Lucido
Claimant Lawyers(s): Peter J. Lucido
Respondent(s): Oppenheimer & Co.., Mark Miriani
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $30,225 |
| 09-00905 | 11/18/2009 | Claimant(s): Richard Moffitt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adam Spero, Anthony Urrico, Investors Capital Corporation
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Harvey Frank, John P. Gouttiere, William C. Alsover
Hearing Site: Detroit, MI
| | $273,749 |
| 07-02544 | 01/13/2009 | Claimant(s): Eleanor Taylor, IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): Ameriprise Advisor Services., Michael Howe, Janney Montgomery Scott LLC
Respondent Lawyers(s): Donald P. Wray, Paula D. Shaffner
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Harvey Frank
Hearing Site: Detroit, MI
| | $0 |
| 05-06404 | 08/28/2007 | Claimant(s): Richard M., and Sandra J. Pierzynski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Patrick Drouillard, Hantz Financial Services.
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Harvey Frank, Benjamin A. Kerner, William David Jaeger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
