| 13-02444 | 10/29/2015 | Claimant(s): Art Cordova, ADC Revocable Living Trust, ADC LTD NM
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Brian Gilroy, Roger Festor, DBA The Delta Company a/k/a The Sonterra, Nakoma Interests, Syndicapital LLC, Nakoma Petroleum, Zeppelinn Energy, Bakken Shale Big Sky Joint Venture #2, Eagle Ford-Austin Chalk Joint Venture, Montana Bakken Shale Joint Venture, North Big Foot Joint Venture, North Big Foot Offset Joint Venture
Respondent Lawyers(s): Michael Firestein
Arbitrator(s): Steven Meyrich, David L. Erickson, Robert H. Ottesen
Hearing Site: Albuquerque, NM
|  | $1,684,390 |
| 13-01311 | 01/13/2015 | Claimant(s): Devon Still, Orlando Franklin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Fuad Ahmed, Nainesh Brahmbhatt, Ramnik Aulakh, BP Trade., Success Trade Securities., Success Trade.
Respondent Lawyers(s): Nainesh Mahesh Brahmbhatt, Ramnik Singh Aulakh, William Cavett "Skee" Saacke
Arbitrator(s): Thaddeus J. Tecza, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | Stipulated Award |
| 13-00969 | 07/21/2014 | Claimant(s): Charles Prignano, Frances Prignano
Claimant Lawyers(s): Brett Godfrey, Casey C. Kannenberg
Respondent(s): Michele Pacitto
Respondent Lawyers(s): Gene R. Thornton
Arbitrator(s): Gerald K. Moore, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | $0 |
| 11-04785 | 05/29/2013 | Claimant(s): Julie Haupt, Robert Haupt, Julie Haupt IRA, Julie Haupt Roth IRA, Robert Haupt IRA, Robert Haupt Roth IRA, Robert K. Haupt Family Revocable Trust
Claimant Lawyers(s): Ronald E. Miller, Thomas C. Bradley
Respondent(s): Dudley Probert, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Donald N. Tolin, Suanne M. Parro, David L. Erickson
Hearing Site: Salt Lake City, UT
| | Expungement |
| 12-01793 | 05/02/2013 | Claimant(s): Donald Soards
Claimant Lawyers(s): Donald E. Soards
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): James B. Eichberg, Ronald G. Guida, David L. Erickson
Hearing Site: Albuquerque, NM
| | $0 |
| 10-04476 | 08/17/2012 | Claimant(s): Debra Korbelik, Robert Korbelik, Brian Joseph Korbelik 2000 Trust, Brian Joseph Korbelik 2007 Trust, Debra A. Korbelik Trust, Jason Kyle Korbelik 2000 Trust, Jason Kyle Korbelik 2007 Trust, Robert B. Korbelik Trust
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): David Barberis, Gregory Richardson, Melissa Corrado Harrison, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day, Tara A. LaClair
Arbitrator(s): Gene R. Thornton, Donald N. Tolin, David L. Erickson
Hearing Site: Denver, CO
| | $0 |
| 09-03329 | 07/15/2010 | Claimant(s): Maria Guajardo, Samir Chaman
Claimant Lawyers(s): Patrick J Kanouff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Gregory D. Thomas, Paul A. Krepinski, David L. Erickson
Hearing Site: Denver, CO
| | $500,000 |
| 05-06065 | 11/27/2007 | Claimant(s): Gretchen L. and James Fairbairn
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Otto K. Hilbert, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | Stipulated Award |
