FINRA Awards for Theodore L. Leeb

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03457	05/28/2013	Claimant(s): Abbe Heller, Howard Diamond Claimant Lawyers(s): Laurence M. Landsman Respondent(s): David Boudreau, UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Theodore L. Leeb, Leonard Arthur Nelson, Olusola Olayinka Oyeyemi Hearing Site: Chicago, IL		Expungement
11-00521	12/23/2011	Claimant(s): Ghaleb Azroui Claimant Lawyers(s): Ghaleb Azroui Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Arbitrator(s): Robert S. Sugarman, Theodore L. Leeb, Robert B. Schmidt Hearing Site: Chicago, IL		$0
08-00672	12/02/2009	Claimant(s): Dan Camphausen, Edmund Templeton, Gerald Tahtinen, Larry Myhre, OADS, INC., Heidi Sparacino, IRA, Judith Meyers, Bartlett and Doris Richards, Dennis and Heidi Sparacino, Bonnie Meyers, Indiv & as Trustee of, Shirely Wong Profit Sharing Trust, The Gerald and Mary Dassow Trust Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone Respondent(s): Advanced Equities. Respondent Lawyers(s): Thomas P. Yardley Arbitrator(s): Ralph M. Goren, Theodore L. Leeb, Craig D. Cook Hearing Site: Chicago, IL		$174,766