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FINRA Awards for Theodore L. Leeb

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0307003/31/2010Claimant(s): Steven Esposito
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Erin E. Mac Avoy
Arbitrator(s): Theodore L. Leeb, Epaminondas Eddie Manelis, John C. Bierbusse
Hearing Site: Chicago, IL
07-0344503/02/2009Claimant(s): Ralph Diaz
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello
Hearing Site: Chicago, IL
06-0525811/20/2007Claimant(s): Michael Gabisch
Claimant Lawyers(s): Michael J. Gabisch
Respondent(s): William Blair and Company L.L.C.
Respondent Lawyers(s): Philip M. Goldberg
Arbitrator(s): Theodore L. Leeb, Carol McHugh Sanders, Thomas H. Stone
Hearing Site: Chicago, IL

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