| 20-01879 | 11/08/2021 | Claimant(s): Karla Kretsch, The Donald & Karla Kretsch Family Trust
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Guy Newman
Respondent Lawyers(s): Guy James Newman
Arbitrator(s): Howard R. Gaines, Steven M. Guttell, Carrie Lynette Thompson Jones
Hearing Site: Phoenix, AZ
|  | $67,572 |
| 14-02450 | 06/03/2016 | Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden
Hearing Site: Albuquerque, NM
| | $150,600 |
| 14-03804 | 10/16/2015 | Claimant(s): The Jerome L. Glazer Rev Trust UAD 06/09
Claimant Lawyers(s): Jerome L. Glazer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Patricia G. Parthe, Steven M. Guttell, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | $300 |
| 12-03374 | 02/10/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael DiPietro, First Allied Securities.
Respondent Lawyers(s): Jessica Levine, Marie Mirch
Arbitrator(s): Brian W. Yee, Paul A. Cash, Steven M. Guttell
Hearing Site: Phoenix, AZ
| | $0 |
| 09-05797 | 10/14/2010 | Claimant(s): Christopher Durham, Norris Durham, Durham Family Trust dated 10/30/96, Durham Family Trust of Scottsdale, AZ
Claimant Lawyers(s): Shana M. Rugani
Respondent(s): Glenn Foerster, Pamela Lawson, Robert Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Michael Freedman
Arbitrator(s): Stephen J. Taddie, W. Michael Kelley, Steven M. Guttell
Hearing Site: Phoenix, AZ
| | $277,500 |
