| 13-00925 | 10/29/2013 | Claimant(s): The M. Chandler Living Trust
Claimant Lawyers(s): Greg Hendrix
Respondent(s): Curtis Faulkner, RBC Capital Markets LLC
Respondent Lawyers(s): Carolyn Guy, Julie Thrall Burrow
Arbitrator(s): Michael G. Clark
Hearing Site: Portland, OR
|  | Expungement |
| 11-01142 | 06/19/2012 | Claimant(s): Greg Skafec
Claimant Lawyers(s): Thomas L. Mason
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Carolyn Guy
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
| | $0 |
| 10-00558 | 01/13/2011 | Claimant(s): Antoinette Guenther, Antoinette S. Guenther Revocable Trust
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Richard Schilffarth, RBC Capital Markets LLC, B. C. Ziegler and Company
Respondent Lawyers(s): Carolyn Guy, Jonathan W. Hackbarth, Nancy L. Hendrickson
Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell
Hearing Site: Milwaukee, WI
| | $0 |
| 07-01608 | 01/04/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Thomas Mitchell
Respondent Lawyers(s): Thomas Mitchell
Arbitrator(s): Ronnie Edward Nichols, Glenn A. Clinefelter, John Wescoat Sandlin
Hearing Site: Columbia, SC
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