FINRA Awards for Scott D. Hirsch

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01269	05/02/2014	Claimant(s): Patricia Wimmer Claimant Lawyers(s): Scott D. Hirsch Respondent(s): David Neilon, Allied Beacon Partners., American Beacon Partners., Beacon Acquisition Partners. Respondent Lawyers(s): Debra A. Jenks, James Hintz, Robert P. Mather Arbitrator(s): Jerry D. Mc Cormack, Sondra Sellars, Richard H. Porter Hearing Site: Milwaukee, WI		$0
12-03795	04/07/2014	Claimant(s): Susan Gurfein Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Carl Shechter, Edward R. Niederriter, Alvin Abraham Simon Hearing Site: Boca Raton, FL		Expungement
09-02018	09/13/2010	Claimant(s): Donna Appleby Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Bruce Pomerantz, Wachovia Securities Respondent Lawyers(s): Matthew E. Wolper, Robert A. W. Boraks Arbitrator(s): Susan M. Dunning, Stuart Harvey Ziegler, Walter A. Bajak Hearing Site: Boca Raton, FL		Stipulated Award and Expungement