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FINRA Awards for Ross A. Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0379310/16/2013Claimant(s): Marise Engel, Richard Engel, Richard J. and Marise A. Engel
Claimant Lawyers(s): Richard Engel
Respondent(s): Brion Collins, Gary Tsoumas, Jack Kapinus, Todd Sivak, MML Investors Services
Respondent Lawyers(s): Beth A. Dodson, Fred N. Knopf, Patrick J. Lubenow, Ross A. Anderson
Arbitrator(s): Herbert H. Neuer, Terry F. Peppard, James Richard Carlson
Hearing Site: Milwaukee, WI
Checkmark Icon$0
07-0270409/03/2008Claimant(s): Christy Routh, Stephen Routh, Tetons Inc. Def. Benefit Pension Plan
Claimant Lawyers(s): John J. Miller
Respondent(s): Frank Barber, ING Financial Partners., Locust Street Securities.
Respondent Lawyers(s): Jesse Linebaugh, Ross A. Anderson
Arbitrator(s): Michael D. Fitzgerald, Michael Braude
Hearing Site: Kansas City, MO
Checkmark Icon$168,300
07-0178207/10/2008Claimant(s): Harold Burdette
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Invest Financial Corporation, BancWest Investment Services., Putnam Retail Management Limited Part
Respondent Lawyers(s): Andrew J. Hachey, Ross A. Anderson
Arbitrator(s): Theron L. Vanlandingham, Cleve W. Powell, David A. Laughlin
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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